Market Abuse Associate

Our mission is to enable everyone to build wealthWe reinvent how trading and investing work by creating exceptional products people love.

Fostering a culture of excellence and high velocity is the key to our success.

Тoday, we serve over 5 million clients, with more than €30 billion in assets under management - a testament to the scale and trust we’ve built in just a few years.

The roleThe Market Abuse Associate will play a key role in assisting the firm's Market Abuse framework to support the organization in meeting its Market Abuse obligations.

This role assists in day-to-day Market Abuse tasks, will include, but are not limited to, undertaking daily trade surveillance activities, reviewing market manipulations alerts, STOR preparation and submission.

Ideal for graduates and analysts with strong technical and data analytics.

Habilidades

, paired with a solid understanding of financial markets.What you’ll doDay to day operation of the firm’s UK market abuse framework.Undertake daily trade surveillance activities using the firm’s automated surveillance tool and investigate alerts in a timely manner.Identify risks/issues and discrepancies and proactively escalate to the Market Abuse Manager for secondary review as required.Conduct in depth investigations into potential market abuse instances and improper activity.Accurately document review findings and outcomes and support further investigation of suspicious behaviour as required.Investigate internal escalations when necessary.Draft STOR forms ready for submission to the relevant regulators such as FCA as required.Assisting in maintaining appropriate desk based policies in relation to market abuse.Assist in responding to regulatory enquiries on market abuse issues.Assist in creating and maintaining market abuse related MI.Undertake any ad-hoc projects supporting technical enhancements to the market abuse program.Support other team members with ad hoc tasks as required.What you need to haveA working understanding of the Mark...