Our purpose is to help established SMEs, one of the last major underserved opportunities in Fintech.
Established SMEs are the backbone of local communities - representing over a third of our economy - yet have been largely neglected both by traditional high street banks and modern fintech providers.
Department DescriptionYou will be joining an expanding regulatory team which continues to support the growth of the Bank.
Reporting to the Senior Compliance Manager, you will be part of a core team responsible for successfully delivering second line of defence oversight within the Bank and will have plenty of opportunity to develop your.
Ensuring that compliance processes and procedures are maintained and reviewed against existing bank processes, products, and regulatory guidelines.
You will support the overall strategic direction of the business and always contributing to the bank’s commercial success whilst promoting the company’s values at all times.
Principal AccountabilitiesComplianceSupport the continued development and implementation of the Bank’s Compliance Framework with a particular focus on the Compliance Monitoring Programme (“CMP”)Undertaking monthly controls testing as defined in the CMP and preparing reports which will outline your results and suggested actionsSupport the Senior Compliance Manager with undertaking business wide thematic reviewsAssist in the collection of data for our regulatory reporting requirementsHorizon ScanningWork with key stakeholders to provide regulatory and compliance advice, guidance, and supportManage and respond to day-to-day compliance enquiriesGeneralSupport the Senior Compliance Manager and Head of Compliance/MLRO in their attendan.