Our mission is to enable everyone to build wealthWe reinvent how trading and investing work by creating exceptional products people love.
Fostering a culture of excellence and high velocity is the key to our success.
Over the past few years, our client base has grown to over 4.
5 million and client assets to over €30 billion.
Role Overview The Junior AML Associate will assist in building out and operating the AML framework within T212 UK.
Working together with the AML team you will be responsible for assisting in designing and developing all aspects of the framework, including reviewing escalated screening alerts, policies and procedures, transaction monitoring and overseeing the onboarding of new clients.
You will be supported by Associated-level and Senior Associate level colleagues to help you learn and develop across the entire AML Framework.
What you'll doReview escalated screening alerts from the Onboarding teamConducting gap analyses of existing policies and procedures against the JMLSG;Assistance in developing policies, procedures and guidance for the Onboarding team;Provide advice on financial -crime related queries from within the organisation;Help to develop and provide face-to-face training on Financial Crime related matters;Assist in developing, implementing and performing first line of controls;Assist in developing additional targeted second line monitoring;Assist in developing and preparing relevant Management Information;Prepare PEP and High Risk Client Forms for signoff by MLRO/DMLROInvestigate SARs submitted to UK compliance and submit to the NCA where required;Assist in dealing with 3rd party DPA requests – Police, Council, Insolvency Service, and other external agencies including foreign law enforcement e.
g investigating and responding to their requests;Assist in handling any civil court claims including investigation, provision of evidence, responding to the court, attending court if required;Monitoring of suspicious transactions;Additional ad ho.