Financial Crime Quality Assurance AnalystLocation: GlasgowWe are looking for experienced Financial Crime Quality Assurance Analysts to provide independent assurance across a range of Financial Crime activities, including Transaction Monitoring, Customer Due Diligence (CDD/KYC), Enhanced Due Diligence (EDD), Sanctions and Screening.
The role will assess whether Financial Crime risks have been appropriately identified, investigated, evidenced, documented and managed in line with relevant policies, procedures, regulatory.
You will work closely with Quality Assurance colleagues, Financial Crime Operations and subject matter experts to drive consistent quality standards and continuous improvement across the Financial Crime control environment.
Key ResponsibilitiesPerform independent Quality Assurance reviews across Financial Crime processes, which may include:Transaction Monitoring investigationsCDD/KYC onboarding, periodic reviews and trigger eventsEnhanced Due Diligence and High-Risk Customer reviewsPEP individual and entity assessmentsCustomer and Payment ScreeningSanctions and enhanced screening investigationsTransactional analysis and Financial Crime Exit decisionsAssess cases against relevant policies, standards, procedures and QA methodologies to determine whether risks have been appropriately identified, investigated, evidenced and concluded.
Review customer and transactional information to identify AML, terrorist financing, sanctions and wider Financial Crime risks and red flags.
Identify gaps in investigation quality, documentation, evidence, rationale or decision-making and record clear, accurate and proportionate QA findings.
Apply a risk-based approach when assessing the severity and impact of issues, esc.